DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for Correction of
the Coast Guard Record of:
BCMR Docket No. 2000-169
FINAL DECISION
ANDREWS, Attorney-Advisor:
This is a proceeding under the provisions of section 1552 of title 10 and section
425 of title 14 of the United States Code. It was docketed on July 25, 2000, upon the
BCMR’s receipt of the applicant’s completed application.
appointed members who were designated to serve as the Board in this case.
This final decision, dated May 31, 2001, is signed by the three duly
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant, who resigned his commission as a XXXXXXXXX in the regular
Coast Guard on December 1, 1964, asked the Board to correct the errors and injustices in
his record caused by his failure to be selected for promotion to commander in the Coast
Guard Reserve in 1971. He alleged that the Coast Guard’s errors and unjust actions
denied him the right to continue serving in the Reserve and receive retirement pay
upon reaching age 60 in December 1990.
The applicant alleged that his non-selection for promotion to commander was a
mistake. He alleged that the error is proved by the highly positive comments in his fit-
ness reports. He alleged that his erroneous and unjust failure of selection was caused
by a mark made by his district commander to a selection board in 1970. He alleged that
the district commander, when forwarding the applicant’s own letter to the board, erro-
neously and unjustly scored the applicant as “average” in comparison with his contem-
poraries, instead of “outstanding,” “superior,” “excellent,” or “above average.”
The applicant alleged that the selection board was supposed to choose officers
for promotion on the basis of who was “best qualified.” He argued that, under the
“best qualified” standard, he should have been selected because he was a graduate of
the Coast Guard Academy and Naval Postgraduate School, had ten years of active duty
experience in several operational fields, had outstanding fitness reports, and was “in
the zone” for promotion. He alleged that the other Reserve officers he knew who were
selected for promotion had fewer qualifications and less active duty experience.
The applicant alleged that after he was passed over for promotion the first time
in February 1971, he sent the Commandant a letter asking in what way his service was
deficient so that he might improve. He alleged that he received, in response, excerpts
from the selection board’s precept with guidelines for determining which officers were
“best qualified,” such as duties, education, fitness reports, citations, etc. He stated that
under these guidelines, he was not deficient in any area of performance.
The applicant alleged that after he was passed over for promotion a second time
in June 1971, his congressman wrote the Commandant on his behalf. In response, the
Acting Commandant told his congressman that no law prescribes exactly how a selec-
tion board must determine which officer is best qualified for promotion. The Acting
Commandant stated that a review of the applicant’s record indicated that he had com-
pleted only two satisfactory years of service during his six years in the Reserve and that
this may have been a factor in his failure to be promoted. The Acting Commandant fur-
ther stated that the applicant’s failure to be promoted did “not mean that [he] was not
excellent. It means that, after careful consideration, the selection board concluded that
there were other officers more qualified for promotion.”
The applicant alleged that his failure to accumulate more than two satisfactory
years for retirement purposes was an old, invalid criterion and was not in the board’s
instructions for selecting officers on a “best qualified” basis.1 He alleged that because
the selection board used a criterion that was no longer valid for selecting officers for
promotion, he was discharged on October 1, 1970, after having accumulated 12 years, 6
months, and 4 days of federal service. His discharge “eliminat[ed] any opportunity to
work toward retirement pay.” He alleged that it was also an injustice that, upon
resigning his commission in 1964, he was transferred into a voluntary training unit of
the Reserve rather than a paid unit.
The applicant stated that he did not apply for relief sooner because he only dis-
covered the existence of the BCMR in 1999. He stated that “the sheer magnitude alone
of the injustice in [his] case warrants consideration of this application.”
1 In support of this allegation, the applicant submitted a 1976 fact sheet pertaining to proposed legis-
lation, H.R. 12940, which stated that the attainment of a minimum number of retirement points had not
been considered a valid criteria for promotion since the “best qualified” standards were instituted in
September 1970.
SUMMARY OF THE APPLICANT’S RECORD
The applicant graduated from the Coast Guard Academy and received his com-
mission in 195X. Most of his active duty fitness reports indicate that he was considered
a “very fine officer” in comparison with other officers. Most of his performance evalua-
tion marks were 6s, 7s, or 8s (on a scale of 1 to 9, with 9 being best).
On December 1, 1964, the applicant resigned his commission and was transferred
to a voluntary training unit of the Ready Reserve. His record indicates that he had
submitted letters of resignation at least twice before but had withdrawn them. His let-
ters and his command’s endorsements indicate that he was very dissatisfied with his
Coast Guard career, particularly his assigned billets and the level of pay. During the
following six years, he performed sufficient drills to earn the following points toward
retirement: 15, 22, 46, 50, 43, 50. Members of the Reserve receive 15 points even if they
do not perform any drills. He did not perform active duty for training, apparently,
because he had already served on active duty for 10 years.
During his six years in the Reserve, the applicant received fitness reports in
which he was rated “very good,” “excellent,” or “outstanding” (corresponding to marks
of 7, 8, and 9) in the performance categories. In comparison with other officers, he
received ratings of “competent and efficient,” “dependable and typically effective,” and
“very fine,” and one rating as “one of the few outstanding officers I know.” The written
comments in his Reserve fitness reports include the following: “very capable”; “experi-
enced and capable”; “outstanding … largely responsible for the excellent program of
this unit”; “capable, interested, and enthusiastic”; and “good instructor, generally effec-
tive and dependable.” He was consistently recommended for retention and promotion.
On September 5, 1969, the applicant filled out a form summarizing his service,
education, and civilian work for review by the selection boards. The district command-
er, a captain who had served as the reviewer for his fitness reports (reviewing the for
“completeness only,” not indicating his concurrence), forwarded his form to the selec-
tion board on November 12, 1969. In comparison with other officers, the captain
marked the applicant as “average,” in fourth place on a scale of eight descriptors rang-
ing from “poor” to “outstanding.” The applicant failed of selection twice in 1971 and
was therefore transferred to the inactive Standby Reserve on October 1, 1971.
VIEWS OF THE COAST GUARD
On January 31, 2001, the Chief Counsel of the Coast Guard submitted an advi-
sory opinion in which he recommended that the Board dismiss the application without
prejudice “for incompleteness due to the failure of the Applicant to specify an action-
able error or injustice.” In the alternative, he recommended that the Board deny the
application for untimeliness or for lack of merit.
The Chief Counsel interpreted the application as a request to be promoted to the
rank of commander. He stated that the applicant’s request and allegations are too
vague for the Board to address effectively because there is no “specific allegation of
error or injustice … or substantial proof of any error or injustice by the Coast Guard.”
He argued that the applicant seems to allege irregularity in the proceedings of the selec-
tion boards but presents only his own record and the Acting Commandant’s letter
about the possible reasons for his failure of selection as proof. The Chief Counsel stated
that because selection board proceedings are strictly confidential under 14 U.S.C.
§ 261(d), it is impossible for anyone to know why the applicant was passed over, but
that, as the Acting Commandant indicated, the applicant’s failure to achieve satisfactory
years for retirement in four of the six years he served in the Reserve “was notable.”
The Chief Counsel argued that under Arens v. United States, 969 F.2d 1034, 1037
(Fed. Cir. 1992) and Sanders v. United States, 594 F.2d 804, 813 (Ct. Cl. 1979), the Board
must assume that the selection boards have acted correctly, lawfully, and in good faith
absent clear, cogent, and convincing evidence to the contrary. Furthermore, he alleged
that federal courts have long refused to interfere in military decisions regarding promo-
tions and advancements, particularly when they are determined by selection boards
comparing hundreds of eligible candidates. Reaves v. Ainsworth, 219 U.S. 296 (1911);
Orloff v. Willoughby, 345 U.S. 83 (1953); Payson v. Franke, 282 F.2d 851 (D.C. Cir. 1960),
cert. denied, sub nom. Robinson v. Franke, 265 U.S. 815 (1961); Brenner v. United States, 202
Ct. Cl. 678 (1973). The Chief Counsel argued that the Board should apply the same
standards as the courts under the presumption of regularity afforded selection boards.
The Chief Counsel further argued that the application should be denied for
untimeliness under the Board’s three-year statute of limitations, which should not be
waived in light of the lack of merit in the case. Dickson v. Secretary of Defense, 68 F.3d
1396 (D.C. Cir. 1995). Finally, he argued that if the Board decides the case on the merits,
relief should be denied consistent with the Board’s decision in BCMR Docket No. 1999-
083 because the applicant did not prove any procedural error but based his claim on the
quality of his record.
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On February 2, 2001, the Chairman forwarded a copy of the Chief Counsel’s
advisory opinion to the applicant and invited him to respond within 15 days. The appli-
cant was granted an extension and responded on February 28, 2001.
The applicant alleged that his allegations of error were quite specific: (1) the
“average” rating he received from the captain who forwarded his form to the selection
board and (2) the invalid criterion used by the selection board. With respect to the first
error, the applicant alleged that the captain who marked him as “average” for the selec-
tion boards “never had any official or personal face-to-face contact with [him]. His sole
basis on which to judge [his] qualifications was [his] military record and fitness
reports.” He alleged that the “average” mark is clearly erroneous given his high marks
and comments he received in his fitness reports, including comments from an admiral.
With respect to the second error, the applicant argued that he had proved that the selec-
tion boards used an invalid criterion for promotion under the “best qualified” system:
retirement points. He alleged that the boards’ use of this criterion was also unfair
because during his first two years in the Reserve, he was trying to establish a civilian
career, and during his last four years, he performed two satisfactory years and barely
missed performing satisfactory years twice “due to heavy job conflicts with a highly
competitive commission sales territory frequently involving out-of-town travel.”
The applicant argued that the BCMR should not apply the same standards used
by the courts because “Congress views the Boards as their administrative arms
entrusted with the responsibility to be guarantors of fair and equitable treatment for
active duty military members, veterans and retirees.” He also alleged that, given the
quality of his record, the Chief Counsel’s argument that he has not proven that he was
more fit for promotion than other lieutenant commanders who were chosen for promo-
tion is “absurd.” He argued that it is particularly absurd because he has no access to the
other officers’ records that would allow him to prove his case.
The applicant further argued that his application is not untimely because he did
not discover the captain’s erroneous “average” mark until April 8, 2000, when he
received the Coast Guard’s response to his request for information under the Freedom
of Information Act. Therefore, he alleged, he applied for relief within three years of his
discovery of the error. Moreover, he alleged, “the sheer magnitude” of the injustice
done to him warrants consideration of his case on the merits. In addition, he argued
that the delay should not be held against him because when he protested his failure of
selection to the Coast Guard and his congressman in 1971, neither mentioned the BCMR
to him as a possible avenue of relief.
Finally, the applicant argued that his case can be distinguished from that in
BCMR Docket No. 1999-083 because (1) the mark of “average” constitutes a material
error in his record; (2) the selection boards used an invalid criterion; and (3) in light of
the quality of the rest of his record, these two material errors caused his failure of selec-
tion. He argued that but for his erroneous failures of selection, he would have contin-
ued to serve in the Reserve and retired with at least 20 years of satisfactory service.
APPLICABLE LAW
According to 33 C.F.R. § 52.22, “[a]n application for correction of a record must
be filed within three years after the applicant discovered or reasonably should have dis-
covered the alleged error or injustice. If an application is untimely, the applicant shall
set forth reasons in the application why its acceptance is in the interest of justice. An
untimely application shall be denied unless the Board finds that sufficient evidence has
been presented to warrant a finding that it would be in the interest of justice to excuse
the failure to file timely.”
Under 14 U.S.C. § 254, every member of a selection board must swear an oath
that “he will, without prejudice or partiality, … perform the duties imposed upon him.”
Article 14 U.S.C. § 260 requires each selection board to submit a written report, signed
by all members, containing the names of the officers recommended for promotion. The
report also must certify that the officers recommended for promotion are the best quali-
fied. Under 14 U.S.C. § 261(d), “[e]xcept as required by this section, the proceedings of
a selection board shall not be disclosed to any person not a member of the board.”
Article 14-A of the Personnel Manual in effect in 1971 governed the work of
selection boards. Article 14-A-1(b) stated that the “criteria published herein are fur-
nished boards solely for guidance and do not limit the scope of authority vested in
[selection] boards. Each member of the board must retain an impartial, unbiased and
unprejudiced attitude regarding all officers being considered and regarding all groups
and specialized duties in the Coast Guard.” According to Article 14-A-1(c), selections of
officers for promotion to the rank of lieutenant and above were to be based on a deter-
mination of who was “best qualified.” (Congress limits the number of officers in the
ranks of lieutenant and above, so only a certain number of officers may be promoted.)
Article 14-A-3(a) provided that each selection board “will develop its own
overall standards and criteria. The degree of significance assigned to each of the many
factors to be considered will vary according to the grade level and the type of selection
with which the board is concerned.” Article 14-A-3(b) described four basic criteria to be
considered by selection boards: performance of duties as revealed in fitness reports;
personal qualities, such as leadership, judgment, initiative, and professionalism; and
education. Article 14-A-4 provided that commander selection boards should consider
the greater of (a) the seven most recent years of service or (b) all of an officer’s service at
his current rank to be most significant.
Article 14-A-6(b) provided that, “[i]n arriving at recommendations, comparisons
should be made among all officers whose names are submitted to the board for consid-
eration. The extent to which these officers measure up, among themselves, in accom-
plishments in past assignments and potential for greater responsibility according to the
overall criteria adopted by the board should be the basis for recommendation.” Article
14-A-6(c) stated that the Commandant could provide boards with procedures and
forms to their assist evaluations, but “[t]he determination to use such assistance in the
form provided or in modified form, or not at all, rests solely with the board.”
Article 14-A-6(5) stated that each board should issue a report listing the names of
those officers selected for promotion and certifying that, “in the opinion of at least a
majority of the members if the board has five members, or in the opinion of at least two-
thirds of the members if the board has more than five members, the officers recom-
mended for promotion, … are the best qualified for promotion … of those officers
whose names have been furnished to the board.”
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the
applicant's military record and submissions, the Coast Guard's submission, and appli-
cable law:
The Board has jurisdiction concerning this matter pursuant to section 1552
1.
2.
3.
of title 10 of the United States Code.
An application to the Board must be filed within three years after the
applicant discovers the alleged error in his record. 10 U.S.C. § 1552. The applicant
alleged that he did not discover the fact that he had been marked “average” by his
command until 1999. However, the applicant failed of selection in 1971, and the form
with the “average” mark has been in his official military record and accessible to him
since that time. Therefore, the Board finds that the applicant knew or should have
known of the alleged errors of which he now complains in 1971. Thus, his application
was untimely by almost 26 years.
4.
Pursuant to 10 U.S.C. § 1552, the Board may waive the three-year statute
of limitations if it is in the interest of justice to do so. To determine whether it is in the
interest of justice to waive the statute of limitations, the Board should conduct a cursory
review of the merits of the case. Allen v. Card, 799 F. Supp. 158, 164 (D.D.C. 1992).
The applicant has not proved that either of the selection boards that failed
to select him for promotion adopted unlawful criteria in selecting officers. The Acting
Commandant’s comments regarding the possibility that his previous level of participa-
tion in the Reserve may have been a factor in his failure of selection do not prove that
the selection boards actually used that as a criterion or that he failed of selection
because of his past level of participation. Moreover, the applicant has not proved that
such a criterion is unlawful. Under the regulations in the Personnel Manual, selection
boards had (and still have) broad discretion to adopt their own criteria for evaluating
candidates for promotion and were not obligated to adopt or limit themselves to those
shown in the precept. The fact that the Coast Guard had removed a specific criterion
regarding the number of satisfactory years does not mean that the selection boards were
not allowed to consider the level of an officer’s past participation in the Reserve when
deciding who should be promoted. In fact, the Board finds that an officer’s level of par-
ticipation in the Reserve, as indicated by the number of retirement points earned each
year, would be an obvious and appropriate criterion for selection.
5.
6.
The applicant alleged that, in light of the quality of his fitness reports, the
“average” mark assigned by the captain who endorsed his report form for the selection
boards is a clear and prejudicial error that unjustly caused his failures of selection.
However, the Coast Guard’s officer evaluation system, like many personnel evaluation
systems, has sometimes been afflicted with grade inflation. The system has been
revised several times over the years to combat this phenomenon. Moreover, the fact
that some of his previous commands had awarded him high marks and had written
highly laudatory comments about his performance does not prove that the captain did
not intend to mark him as “average” or that the captain made the mark because of some
unfair bias against him. The applicant’s fitness reports indicate that the captain only
reviewed them to determine their completeness, not to evaluate the accuracy of the
reporting officer’s marks and comments. In addition, although the applicant alleged
that the captain was not familiar with his performance, he did not prove that the cap-
tain did not base the “average” mark on reliable information. Therefore, the Board
finds that the applicant has not proved that the mark was in error.
The applicant alleged that his failures of selection constituted a clear injus-
tice in light of the quality of his fitness reports. He asked the Board to infer from his
excellent record that a mistake was made and that his failures of selection were unjust.
While it is apparent that the applicant was a highly competent officer, nothing in his
record proves that he was more fit for promotion than any of the officers who were
chosen. Moreover, the factors taken into consideration by a selection board are not
limited to fitness report marks and comments but are myriad. Therefore, even if he
could prove that his average marks were higher than those of an officer who was select-
ed for promotion, this would not prove that the selections boards committed any error
or injustice in exercising their discretion. Under 14 U.S.C. § 261(d), Congress made the
deliberations of selection boards entirely privileged; they may not be disclosed to any-
one except the board members themselves. Therefore, the Coast Guard committed no
error in refusing to provide the applicant with copies of any of the selection boards’
proceedings (assuming they still exist).
The applicant made numerous allegations with respect to his treatment by
the Coast Guard. Those allegations not specifically addressed above are considered to
be without merit and/or not dispositive of the case.
The Board’s review of the record indicates that there is no merit in this
case. Therefore, it is not in the interest of justice to waive the statute of limitations.
Accordingly, the application should be denied because of its untimeliness
7.
8.
9.
and lack of merit.
ORDER
The application of XXXXXXXX, USCGR, for correction of his military record is
denied.
Barbara Betsock
George J. Jordan
John A. Kern
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